Key Considerations When Replacing UCITS KIIDs With PRIIPs KIDs
Find out how Confluence can help streamline your compliance process with our end-to-end PRIIPs KID reporting solution.
SEC Rule 22e-4: Meeting Compliance Standards and Managing Liquidity Risk
Rule 22e-4 has created a number of potential compliance problems for fund managers. To thrive amid these requirements, investment managers must have a quick and simple way to assess the true liquidity of their portfolios.
Navigating ESG’s Complex Regulatory Landscape
Regulators, allocators and investors alike are calling for greater clarity and efficiency around ESG investments – how can firms deliver effectively and…
FTF Exchange Podcast: Seeing the ESG Requirement as a Data Challenge
In a new FTF Exchange podcast, Todd Moyer, President and COO, Confluence, details how meeting investor requirements for ESG compliance revolves around data
Confluence Connect: Issue 3
Issue 3 of Confluence Connect contains an essential round-up of our thought leadership content, including articles on Solvency II, SEC Rule 22e-4, and more
How Asset Managers Can More Effectively Manage Insurance Portfolios Under Solvency II
In the post-Solvency II world, asset managers with insurance clients are grappling with additional layers of complexity…
LIBOR Cessation – One Month to Go – Are You Ready?
LIBOR reform has been on the global agenda since the Financial Stability Board (FSB) issued a report in 2014 and on 5 March 2021, The FCA formally announce…
Ahead of the Curve: Why Private Wealth Managers Should Adopt Composites
By adopting composites, private wealth managers can prepare for any regulatory shifts while also communicating to clients that regardless of how requirements may change, their manager adheres to the highest standards in the industry.
Why Confluence Topped Aite’s List of Fixed Income Attribution and Analytics Providers
Confluence was recently named Best in Class in Aite Group’s “Aite Matrix: Fixed Income Attribution and Analytics.” The report includes detailed breakdown…
Confluence Connect: Issue 2
Confluence Connect: Issue 2
The Next Phase of RegTech: Automation, Consistency and More
By leveraging RegTech solutions, asset managers can digitalize and streamline reporting processes, easing the burden on their compliance teams and enable…
Adapting to SEC Rule 18f-4: What You Need to Know
To modernize the regulatory framework covering derivatives, and to address how both derivatives themselves – and the risks they pose to investors – have changed, the SEC has fundamentally changed the rules.